Compliance
Conflict of interest policy.
How Seshego identifies, records, manages and discloses conflicts so independent advice remains protected.
Policy principles
- Client interests come first.
- Recommendations must be capable of objective justification.
- Material relationships, ownership interests and incentives are disclosed where relevant.
- Employees and representatives must avoid arrangements that compromise independence.
Controls
Potential conflicts are recorded, reviewed, escalated and managed through internal governance processes. Where a conflict cannot be adequately managed, Seshego will decline, amend or pause the engagement.
Financial interests
Any financial interest, ownership relationship, gift, incentive or third-party arrangement that could influence advice must be assessed against the conflict policy and disclosed where required.
Client queries
Questions about this policy or a specific conflict concern may be directed to info@seshego.co.za.